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Results: 1411

#	Item
701	Flnra Financial Industry Regulatory Authority Stephanie M. Dumont Senior Vice President and Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-22 16:09:31 Finance Self-regulatory organizations United States securities law United States Securities and Exchange Commission Stock market OTC Bulletin Board Financial Industry Regulatory Authority Securities Exchange Act NYSE Euronext Financial economics Financial markets Investment
702	IFRS Roadmap Roundtable Participant Bio: Catherine R. Kinney Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-03-05 12:49:01 Finance Financial economics Financial system Depository Trust & Clearing Corporation New York Stock Exchange Year of birth missing Catherine R. Kinney NYSE Euronext
703	Microsoft Word - UTP Plan Comment Letter re File No S7[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 14:22:31 Business United States securities law Financial Industry Regulatory Authority Stock market OTC Bulletin Board NASDAQ NYSE Euronext U.S. Securities and Exchange Commission Security Self-regulatory organizations Economy of the United States Financial economics
704	Microsoft Word - FINAL SEC NASDAQ letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-04 10:19:52 NASDAQ OMX Jacob Wallenberg Investor AB Marcus Wallenberg ABB Group Foundation Asset Management AB Borse Dubai NYSE Euronext Business Raoul Wallenberg Wallenberg family
705	Janet McGinness Senior Vice President – Legal & Corporate Secretary Legal & Government Affairs 20 Broad Street New York, New York 10005 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-22 12:00:06 United States Securities and Exchange Commission United States securities law New York City NYSE Arca New York Stock Exchange Securities Exchange Act Regulation NMS Direct Edge Chicago Stock Exchange Economy of the United States NYSE Euronext Self-regulatory organizations
706	FINANCIAL INFORMATION FORUM December 13, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 10:54:39 Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Chicago Stock Exchange Securities Commission Government NYSE Euronext Self-regulatory organizations United States securities law Economy of the United States
707	NVSE EURONEXT Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:15:08 Investment Stock market Economy of the United States United States securities law Self-regulatory organizations Regulation NMS Chicago Stock Exchange Securities Exchange Act National market system plan Financial markets United States Securities and Exchange Commission Financial economics
708	Comment Letter on File No. S7-24-89 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 10:09:55 Self-regulatory organizations United States Financial regulation Financial Industry Regulatory Authority NASDAQ NYSE Euronext U.S. Securities and Exchange Commission Regulation NMS Securities Exchange Act United States securities law Economy of the United States United States Securities and Exchange Commission
709	October 4, 2012 Mr. Steven Crutchfield Senior Vice President, Head of U.S. Options NYSE Euronext 20 Broad Street, 12th floor Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-14 10:52:51 Options Futures contract Straddle Stock market Chicago Board Options Exchange U.S. Securities and Exchange Commission NYSE Euronext Order Options Price Reporting Authority Financial economics Investment Finance
710	Janet McGinness EVP & Corporate Secretary General Counsel, NYSE Markets NVSE EURONEXT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-28 12:09:47 Economy of the United States United States securities law Investment Self-regulatory organizations 73rd United States Congress Chicago Stock Exchange Regulation NMS Securities Exchange Act National market system plan United States Securities and Exchange Commission Financial markets Financial economics

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