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Finance / Economy / Money / Financial markets / Brokerage firms / Commodity markets / Broker-dealer / Fixed income / Order / Manning rule


Finra Rule 5320 Disclosure Rule 5320 generally provides that a broker-dealer that accepts and holds an order in an equity security from its own customer or customer of another broker-dealer is prohibited from trading tha
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Document Date: 2017-03-31 11:07:20


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