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SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-MSRBMay 22, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Con
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Document Date: 2015-05-22 15:49:38

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File Size: 51,85 KB

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Company

Bond Dealers of America / /

Currency

ATS / /

Facility

Financial Services Institute / /

IndustryTerm

paid subscription services / /

Organization

Associate General Counsel / Securities Industry and Financial Markets Association / Securities and Exchange Commission / Financial Services Institute / Municipal Securities Rulemaking Board / /

Person

Leslie M. Norwood / Michael Nicholas / David T. Bellaire / Response As / Justin R. Pica / /

Position

Director of Product Management - Market Transparency / syndicate manager to distribution participant dealers / dealers and municipal securities broker / broker / Chief Executive Officer / Managing Director / dealer / Executive Vice President & General Counsel / underwriter / /

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