SECURITIES AND EXCHANGE COMMISSION

First Page		Document Content
Date: 2012-05-11 07:34:21 United States United States Securities and Exchange Commission 73rd United States Congress NYSE Euronext Securities Exchange Act Direct Edge NYSE Arca Financial Industry Regulatory Authority International Securities Exchange Economy of the United States United States securities law Self-regulatory organizations		SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 40,69 KB Share Document on Facebook

	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------------x UNITED STATES SECURITIES AND : EXCHANGE COMMISSION, DocID: 1t6bI - View Document
	How Widespread and Predictable is Stock Broker Misconduct?∗ Craig McCann, PhD, CFA† Chuan Qin, PhD‡ Mike Yan, PhD, CFA, FRM§ Abstract DocID: 1rpew - View Document
	SR-FINRANotice of Filing and Immediate Effectiveness DocID: 1rngb - View Document
	United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued April 14, 2016 Decided June 14, 2016 DocID: 1rn4k - View Document
	COMPENSATION COMMITTEE CHARTER (updated as of JuneI. Purpose and Authority DocID: 1rmL5 - View Document