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Year of birth missing / Financial system / Self-regulatory organizations / Financial Industry Regulatory Authority / Trade Reporting And Compliance Engine / Security / U.S. Securities and Exchange Commission / Douglas Shulman / Mary Schapiro / United States securities law / Finance / Financial economics


Bond Market Association on SR-NASD[removed]
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Document Date: 2005-12-07 13:26:26


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City

New York / /

Company

T. Rowe Price / Nixon Peabody LLP / Morgan Keegan & Co. Inc. / Estrada Hinojosa & Company / Markets Division Distressed Debt Committee Corporate Credit / Goldman Sachs & Co. / A.G. Edwards & Sons Inc. / Tradition Asiel Securities Inc. / Girard Securities Inc. / Markets Division Investment Grade Committee Corporate Credit / Morgan Stanley / Vanguard Group / Lazard Freres & Co. LLC / Financial Times / RBS / Stearns & Co. Inc. / Securities Dealers Inc. / Markets Division Legal Advisory Committee Corporate Credit / RBC Capital Markets / Bank of America E. / Nomura Holding America Inc. / Pershing LLC / Markets Division High Yield Committee Corporate Credit / Credit Suisse First Boston / Associate General Counsel Corporate Credit / Legg Mason Wood Walker Inc. / Regulatory Policy / /

Country

United States / United Kingdom / /

Event

FDA Phase / /

Facility

Citadel Group David Warren / /

/

IndustryTerm

retail investor / /

Organization

BTRC / Bond Market Association / European Union / Income Committee / National Association of Securities Dealers / Securities and Exchange Commission / NASD / /

Person

Joseph McGrath / Robert Brietz / Washington Joseph / Stephen I. Luparello / Oversight Marc Menchel / Jonathan G. Katz / Giovanni P. Prezioso / Robert L.D. Colby / Mary L. Schapiro / Oversight Douglas Shulman / Joseph L. Russell / Jr. / William C. Alsover / Jr. / Robert R. Glauber / Allen Cole / James Jacoby / Randolph Snook / Donna Powell / Robert A. Estrada / Timothy Welsh / Mary Jo Kelly / Micah S. Green Micah / Lynnette Hotchkiss / John Vogt / Eugene Schlanger / Sharon Zackula / John J. Brennan / Stanley Becchetti / Joseph Sack / Chester S. Spatt / Joseph A. Sullivan / Marjorie Gross / Tracy L. Whille / Robyn A. Huffman / Edward Wiese / Leslie Richards-Yellen / Alan Bartlett / Kaye M. Woltman / /

/

Position

Assistant General Counsel / Office / President / Regulatory Policy / Vice Chairman / President / Chairman and Chief Executive Officer / Deputy Director / Division of Market Regulation Chester S. Spatt / Chief Economist / Office / Assistant Director / Division of Market Regulation Mr. Jonathan G. Katz November / Vice President / Market Regulation / General Counsel / Secretary / General Counsel / Regulatory Policy / Director of Fixed Income Securities Examinations and Staff Liaison / Chairman / President and CEO / Senior Vice President / Commissioner / Senior Vice President and Regulatory Counsel / Executive Vice President and Head / Executive Vice President / dealer / Forester III / Assistant Director / Division of Market Regulation / /

Product

TRACE / /

ProvinceOrState

New York / /

PublishedMedium

Financial Times / /

URL

www.investinginbonds.com / www.bondmarkets.com / /

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