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DISCIPLINARY PROCEEDINGS 1. As set out in Section 11 of the Introduction to the City Code on Takeovers and Mergers (the Code), the Panel may impose sanctions on a person who has acted in breach of rules made by the Panel
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Document Date: 2014-09-05 05:30:10
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File Size: 25,18 KB
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Country
United Kingdom /
/
Organization
Hearings Committee /
Hearings Committee of the Panel /
/
Position
exempt fund manager /
an exempt principal trader /
Executive /
/