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Business / Economy of the United States / Business software / Law / Data security / United States securities law / Financial Industry Regulatory Authority / Regulatory compliance


s RegEd SCORE™ Risk Control Center Aggregate, Analyze Data from Multiple Sources to Manage Rep Risk by Exception Industry Challenge According to FINRA, one out of every eight brokers has one to four disclosures, which
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Document Date: 2014-06-20 11:14:30

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City

Morrisville / /

/

Facility

Risk Control Center / RegEd SCORE™ Widget Library / RegEd's Compliance Data Warehouse / /

IndustryTerm

Web EFT / technology-enabled risk analysis / /

Organization

Risk Control Center / FINRA / /

Person

Migration / /

/

Position

registered representative / High Risk Broker / Broker / /

ProvinceOrState

North Carolina / /

Technology

Data Warehouse / /

URL

www.reged.com / /

SocialTag