DTC

Results: 1092



#Item
721Finance / Central Securities Depositories / Depository Trust & Clearing Corporation / United States Securities and Exchange Commission / First Issues Collectors Club / ACT / Securities Exchange Act / Settlement / U.S. Securities and Exchange Commission / Securities / Financial economics / Financial system

Order Approving Proposed Rule Change To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-09-16 13:52:20
722Central Securities Depositories / Securities / Security / Stock market / Depository Trust & Clearing Corporation / Securities Exchange Act / Demat account / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]January 14, 2004 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Establish a New

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Source URL: www.sec.gov

Language: English - Date: 2004-04-21 13:34:48
723Finance / Security / Depository Trust & Clearing Corporation / Securities Exchange Act / Auction rate security / Settlement / Securities and Exchange Commission / Financial economics / Securities / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Scope and Update the Description of the Security Position Reports Service; Rel. No[removed], File No. File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-09-09 15:02:07
724Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Federal Reserve System / Financial economics / Financial system / Finance

Release No[removed], File No. SR-DTC[removed], Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Establish a Set Up Fee for Open-Ended Mutual Funds

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Source URL: www.sec.gov

Language: English - Date: 2005-03-04 15:35:56
725Financial system / Depository Trust & Clearing Corporation / Securities lending / Securities Exchange Act / Financial economics / Finance / Securities

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Enhancement of the SMART/Track Service; Rel. No[removed], SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-22 17:14:48
726United States securities law / Central Securities Depositories / 73rd United States Congress / United States Securities and Exchange Commission / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]March 18, 2004 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2004-03-22 09:56:07
727Financial system / Central Securities Depositories / Depository Trust & Clearing Corporation / Settlement / Clearing / Canadian Depository for Securities / Repurchase agreement / Financial economics / Securities / Finance

Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service; Rel. No[removed], File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-03 13:27:34
728Central Securities Depositories / Securities / Depository Trust & Clearing Corporation / Stock market / Clearing Corporation / Securities Exchange Act / Stock / Security / Naked short selling / Financial economics / Financial system / Finance

Notice of Filing of Proposed Rule Change to Require Members To Purchase Shares of the Common Stock of The Depository Trust & Clearing Corporation; Rel. No[removed], File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-10-26 16:18:15
729Financial institutions / Depository Trust & Clearing Corporation / Securities / Surety bond / Insurance / Securities Exchange Act / Short / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Insurance Program as Part of the Profile Modification System Feature of its Direct...; Rel. No[removed], File No. SR-DTC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-09-16 13:51:46
730Depository Trust & Clearing Corporation / Securities / First Issues Collectors Club / ACT / Securities Exchange Act / Financial system / Financial economics / Finance

Notice of Filing of Proposed Rule Changes To Establish a Fine for Members Failing to Conduct Connectivity Testing; Rel. No[removed], File Nos. SR-DTC[removed], SR-FICC[removed], and SR-NSCC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-18 14:28:53
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