DFI

Results: 3845



#Item
731Financial regulation / New Deal / Securities Act / U.S. Securities and Exchange Commission / Security / Financial economics / Financial system / Form 144 / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Investment Grade Securities Rulemaking - CR-101

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-10-15 14:01:55
732United States securities law / SEC filings / United States Securities and Exchange Commission / Repeal / Statutory law / Law

Termination of Salespersons Rulemaking - CR-103

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-10-16 12:54:49
733Economics / Debt / Loans / Payday loan / Personal finance / Financial services / Installment loan / Payday loans in the United States / Community Financial Services Association of America / Financial economics / Credit / Finance

2013 Payday Lending Report

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-09-09 14:51:10
734Finance / Corporate finance / Financial markets / United States Securities and Exchange Commission / United States securities law / Securities Act / Security / Convertible bond / Crowd funding / Financial economics / Investment / Stock market

Chapter 460-99C WAC CROWDFUNDING NEW SECTION WAC 460-99C-010 Application. The rules in this chapter apply to the exemption from registration set forth in RCW[removed]for intra­

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-10-02 16:16:25
735Funds / Collective investment schemes / Alternative investment management companies / Invesco / Security / Nuveen Investments / Closed-end fund / Bank of America / Financial economics / Investment / Financial services

All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name SENECA GLOBAL FUND LP

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Source URL: www.wdfi.org

Language: English - Date: 2014-09-15 09:40:07
736Investment / Stock market / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress / Securities Act / Security / Accredited investor / Securities fraud / Financial economics / Securities / Finance

WASHINGTON CROWDFUNDING FORM (Exact name of Company as set forth in the organizational documents)

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-10-02 16:16:25
737Finance / Financial regulation / Bank Secrecy Act / Bank regulation in the United States / Birmingham Small Arms Company / Financial institution / Legality of cannabis / National Credit Union Administration / Financial system / Tax evasion / Financial Crimes Enforcement Network / United States Department of the Treasury

NCUA Letter to Scott Jarvis Regarding Marijuana Banking

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-09-23 14:31:42
738

PDF Document

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Source URL: www.dfi.de

- Date: 2014-07-18 04:49:59
    739

    Dipartimento federale dell’interno DFI Spiegazioni riguardanti: − Ordinanza concernente la lotta contro le malattie trasmissibili dell’essere umano (Ordinanza sulle epidemie, OEp) − Ordinanza concernente i labor

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    Source URL: www.admin.ch

    Language: Italian - Date: 2014-07-08 04:18:02
      740

      Revised no action letter for Forderhase Real Estate Law and Escrow under the Escrow Agent Registration Act

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      Source URL: www.dfi.wa.gov

      - Date: 2011-09-09 14:26:26
        UPDATE