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DFI
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#	Item
721	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-10-06 09:57:24 Collective investment schemes Financial services Alternative investment management companies Invesco AllianceBernstein Security Closed-end fund Bond fund Financial economics Investment Funds
722	Michael Luni Crowdfunding Comments Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-09-29 14:01:58 Corporate governance Private law Board of directors Business law Committees Luni Public company United States Postal Service Business Corporations law Management
723	Michael Libes Crowdfunding Rulemaking Comments Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-09-16 13:09:55 Finance Corporate finance Business Stock Equity Corporation Preferred stock Financial economics Equity securities Stock market
724	Microsoft Word - dfi_prin_20140930.docx Add to Reading List Source URL: www.treasurydirect.gov Language: German - Date: 2014-10-01 10:42:22
725	Box - Transfering Files to DFI Using Box Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-09-17 12:40:09 WinZip Password Crypt Zip Software Data compression Proprietary software
726	List for DFI website[removed]xlsx Add to Reading List Source URL: cca.hawaii.gov Language: English - Date: 2014-04-02 23:19:54 Prospect Mortgage Ocwen Mortgage broker Paramount Equity Nationwide Mutual Insurance Company Loan servicing Select Portfolio Servicing Inc. National City Corp. Financial services Mortgage Subprime mortgage crisis
727	Lewis McMurran Crowdfunding Rulemaking Comments Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-09-22 12:48:02 Finance Crowd funding
728	Greg Overstreet Check Cashers and Sellers Rulemaking Comments Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-10-17 18:39:43 Loans Payday loan Personal finance Moneytree Finance Economics Financial economics Credit Debt
729	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-09-22 09:34:39 Security Regulation D Investment Financial economics United States securities law Form D EDGAR SEC filings United States Securities and Exchange Commission Stock market
730	RULE-MAKING ORDER CR-103P (May[removed]Implements RCW[removed]Agency: Department of Financial Institutions, Securities Division Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-10-02 16:16:25 United States Securities and Exchange Commission United States securities law Business 73rd United States Congress Financial regulation Finance Crowd funding Money

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