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DFI
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#	Item
641	Microsoft Word - dfi_int_20141128.docx Add to Reading List Source URL: www.treasurydirect.gov Language: English - Date: 2014-12-03 06:12:08 Financial services Institutional investors Insurance Social Security Taxation in the United States Consolidated Fund Pension Sinking fund Medicare Financial economics Investment Finance
642	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name RESOURCE REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-22 09:39:45 Collective investment schemes Funds Financial services Stock market PIMCO Security Nuveen Investments Equity Closed-end fund Financial economics Investment Finance
643	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-08 10:30:11 United States Securities and Exchange Commission Financial services Institutional investors Nationwide Mutual Insurance Company Security Mutual fund Regulation D Form D EDGAR Financial economics Investment SEC filings
644	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-11-24 10:00:59 Finance Financial services Collective investment schemes Security Stock market Form 13F Hedge fund Financial economics Investment SEC filings
645	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-15 11:16:53 Stock market Regulation D Securities regulation in the United States Investment Financial economics United States securities law Form D Finance EDGAR SEC filings United States Securities and Exchange Commission Security
646	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-01 09:38:00 Stock market Regulation D Financial economics Investment United States securities law Finance Form D EDGAR SEC filings United States Securities and Exchange Commission Security
647	Microsoft Word - dfi_int_20141128.docx Add to Reading List Source URL: www.treasurydirect.gov Language: English - Date: 2014-12-03 06:12:08 Financial services Institutional investors Insurance Social Security Taxation in the United States Consolidated Fund Pension Sinking fund Medicare Financial economics Investment Finance
648	Microsoft Word - dfi_ifsh__20141128.txt Add to Reading List Source URL: www.treasurydirect.gov Language: English - Date: 2014-12-03 09:31:39 Economics Financial services Funds Collective investment schemes Zero-coupon bond Coupon Financial economics Bonds Investment
649	Escrow Committee Meeting Agenda Wednesday, October 29, 2014 9:00 a.m. Webinar 1. Add to Reading List Source URL: www.dfi.wa.gov - Date: 2014-10-24 13:52:17
650	Chapter 460-99C WAC CROWDFUNDING NEW SECTION WAC 460-99C-010 Application. The rules in this chapter apply to the exemption from registration set forth in RCW[removed]for intra Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2014-10-02 16:16:25 Finance Corporate finance Financial markets United States Securities and Exchange Commission United States securities law Securities Act Security Convertible bond Crowd funding Financial economics Investment Stock market

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