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#	Item
381	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-11-18 10:35:08 Funds Financial services Security Stock market Closed-end fund Financial economics Investment Collective investment schemes
382	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-01-03 08:15:36 Milwaukee Washington County Wisconsin Waukesha County Wisconsin Security Wisconsin Institutional investors Financial economics Investment SEC filings
383	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-12-23 09:42:38 Financial services Funds Equity securities Alternative investment management companies Invesco Index fund Stock fund Collective investment scheme Equity Financial economics Investment Finance
384	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-12-09 12:31:51 Stock market Alternative investment management companies Financial services Institutional investors Mutual fund Security Invesco Goldman Sachs Equity Financial economics Investment Finance
385	Banking the Marijuana Industry Initiative 502 Implementation Creating Washington’s System of Legalized Marijuana Presented by: Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-07-24 13:46:12 Pharmacology Washington Initiative 502 Legality of cannabis Medical cannabis Marijuana Policy Project Cannabis in the United States Cannabis laws Cannabis Medicine
386	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-12-03 09:14:44 SEC filings Economy of New York City Finance New York City Stock market BlackRock Security
387	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-01-03 08:22:51 Financial services Funds Institutional investors Mutual fund Security Closed-end fund Kampen Overijssel Financial economics Investment Collective investment schemes
388	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-06 09:08:25 Alternative investment management companies JPMorgan Chase Invesco Formula One Group Collective investment scheme Stock fund Investment Financial economics Financial services
389	Residential Seller Financing Under the Consumer Loan Act Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-10-17 18:33:26 Loans 110th United States Congress Housing and Economic Recovery Act Subprime mortgage crisis Mortgage broker Mortgage loan Economics Financial economics Loan origination Mortgage industry of the United States United States housing bubble Finance
390	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-07 10:10:21 Stock market Regulation D Dividend Financial economics Investment United States securities law Finance Form D EDGAR SEC filings United States Securities and Exchange Commission Security

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