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#	Item
371	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-11-28 08:40:32 Financial services Funds Institutional investors Nuveen Investments Mutual fund Closed-end fund Security Stock fund Financial economics Investment Collective investment schemes
372	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-12-20 09:55:07 Funds Institutional investors Mutual fund Exchange-traded fund Financial economics Investment Financial services
373	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-01-03 08:21:34 Security Stock market Securities regulation in the United States Regulation D Finance Financial economics Investment Form D Securities Exchange Act SEC filings United States Securities and Exchange Commission United States securities law
374	Final Written Testimony of Governor Inslee and Attorney General Ferguson - Senate Hearing - September 10, 2013 Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2015-01-21 17:01:59 Washington Initiative 502 Cannabis in the United States Legality of cannabis Gun laws in Washington Oregon Cannabis Tax Act Cannabis Cannabis laws Hemp
375	Letter to Federal Reserve Chair Janet Yellen Regarding Bringing Legal and Licensed Marijuana Business into the Banking System Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2015-01-21 17:01:58 Business Financial system Financial Crimes Enforcement Network United States Department of the Treasury Money laundering Bank Secrecy Act Federal Reserve System Suspicious activity report Central bank Tax evasion Finance Financial regulation
376	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name WELLS REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-21 10:24:51 Funds Collective investment schemes Equity securities Nuveen Investments Lord Abbett Closed-end fund Security Guggenheim Partners Goldman Sachs Investment Financial economics Finance
377	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name KBS STRATEGIC Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-12-02 09:38:04 Security Stock market Neuberger Berman Finance Investment Financial economics Financial services
378	Public Records Request - Consumer Services Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-07-09 19:26:17 Freedom of information in the United States Public records
379	Residential Seller Financing License Waiver Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2015-01-08 14:56:40 Economics Mortgage loan United States housing bubble Seller financing
380	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name MOUNT EBENEZER Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-12-30 09:57:00 Dividend SEC filings Financial services Investment Finance United States securities law Security Stock market Financial economics

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