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#	Item
361	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-23 09:00:44 Equity securities Stock market Funds Collective investment schemes Security Equity Closed-end fund Stock fund Financial economics Investment Finance
362	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-11-22 08:47:25 Funds Financial services Institutional investors Mutual fund Closed-end fund Security Financial economics Investment Collective investment schemes
363	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2012-11-19 12:06:20 Finance Funds Stock fund Columbia University Index fund Security Columbia South Carolina Financial economics Investment Financial services
364	:,6HFXULWLHV/DZDQG)UDQFKLVH/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-30 11:31:25 Kenosha Wisconsin Regulation D Security Financial economics Investment Form D Finance EDGAR SEC filings United States Securities and Exchange Commission Chicago metropolitan area
365	Washington State Residential Mortgage Loan Disclosure Summary Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2014-09-02 12:25:20 Financial economics Economics Loans United States housing bubble Floating interest rate Mortgage loan Introductory rate Interest Balloon payment Banking Finance Mortgage
366	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-11-21 09:00:49 Financial services Funds Institutional investors Nuveen Investments Mutual fund Closed-end fund Stock fund Financial economics Investment Collective investment schemes
367	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-16 10:16:45 Collective investment schemes Stock market Financial services Funds Mutual fund JPMorgan Chase Security Closed-end fund Equity Investment Financial economics Finance
368	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name WELLS REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-14 10:15:13 Funds Financial services Collective investment schemes Institutional investors Mutual fund Hedge fund Lord Abbett Closed-end fund Bond fund Financial economics Investment Finance
369	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2013-11-25 10:53:41 Alternative investment management companies Institutional investors Mutual fund Invesco Security Financial economics Investment Financial services
370	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-12-19 08:53:32 Collective investment schemes Financial services Alternative investment management companies TIAA-CREF Allianz PIMCO Exchange-traded fund Closed-end fund Invesco Financial economics Investment Funds

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