Microsoft Word[removed]Form SBSE-A

First Page		Document Content
Date: 2011-10-12 16:59:02 United States Securities and Exchange Commission Financial system Finance Securities Exchange Act Security Broker-dealer Commodity Pool Operator U.S. Securities and Exchange Commission Securities Act 73rd United States Congress United States securities law Financial economics		Microsoft Word[removed]Form SBSE-A Add to Reading List Source URL: www.sec.gov Download Document from Source Website File Size: 513,80 KB Share Document on Facebook

	THIS INSTRUMENT HAS BEEN ISSUED PURSUANT TO SECTION 4(A)(6) OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND NEITHER IT NOR ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE BEEN REGISTERED UNDER THE DocID: 1xTrz - View Document
	Overview of FY3/2018 performance May 14, 2018 ディスクレーマー This document contains “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995), regarding the int DocID: 1vqbR - View Document
	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 13, 2018 ACCOUNTING AND AUDITING ENFORCEMENT DocID: 1vq0h - View Document
	CONFLICT MINERALS The following is provided in connection with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Securities and Exchange Commission Rule 13p-1 and Form SD (17 CFR 240.13p-1 DocID: 1vnAy - View Document
	THIS INSTRUMENT HAS BEEN ISSUED PURSUANT TO SECTION 4(A)(6) OF THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND NEITHER IT NOR ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE BEEN REGISTERED UNDER THE DocID: 1vgsV - View Document