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Commodities market / United States securities law / Late-2000s financial crisis / Financial markets / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Hedge fund / Foreign exchange market / Financial economics / Finance / Investment


Microsoft Word - 72063279_9.DOCX
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Document Date: 2012-12-20 12:40:25

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City

New York / /

Company

The Bank of New York Mellon / Citigroup Global Markets Inc. / BNP Paribas / HSBC Securities (USA) Inc. / UBS AG / Trust Company / Bank of America N.A. / State Street Bank / Financial Markets Lawyers Group / Royal Bank of Canada / Deutsche Bank / Goldman Sachs & Co. / Wells Fargo / JP Morgan Chase & Co. / Morgan Stanley / National Association / Triennial Central Bank Survey / /

Currency

USD / /

Event

Reorganization / /

Facility

Look-Through Safe Harbor / /

IndustryTerm

non-bank financial institutions category / retail foreign exchange / non-bank financial institutions / insurance / non-reporting banks / retail platform / retail foreign exchange platform / /

Organization

Federal Reserve Bank of New York / Commodity Futures Trading Commission / U.S. Department of the Treasury / Swap Dealer and Intermediary Oversight Commodity Futures Trading Commission Three Lafayette Centre / US Federal Reserve / U.S. Bank National Association / Bank of Canada / /

Person

Gary Barnett / /

Position

Operators and Commodity Trading Advisors / Director / Division / swap dealer / Major / Security-Based Swap Dealer / /

ProvinceOrState

New York / /

URL

http /

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