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Date: 2007-02-11 23:00:00 Financial economics Christopher Cox United States securities law U.S. Securities and Exchange Commission Credit rating agency Sarbanes–Oxley Act Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Finance Business United States corporate law		Microsoft Word - SEC Cox Open.doc Add to Reading List Source URL: democrats.financialservices.house.gov Download Document from Source Website File Size: 26,25 KB Share Document on Facebook

	CONFLICT MINERALS The following is provided in connection with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and Securities and Exchange Commission Rule 13p-1 and Form SD (17 CFR 240.13p-1 DocID: 1vnAy - View Document
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	Background In 2012, the U.S. Securities and Exchange Commission (SEC) adopted rules mandated by the conflict minerals disclosure provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These rules re DocID: 1sDmX - View Document
	STUDY & RECOMMENDATIONS ON PROHIBITIONS ON PROPRIETARY TRADING & CERTAIN RELATIONSHIPS WITH HEDGE FUNDS & PRIVATE EQUITY FUNDS FINANCIAL STABILITY OVERSIGHT COUNCIL Completed pursuant to section 619 of the Dodd-Frank Wal DocID: 1rrAM - View Document