Capital Markets Authority - PDFSEARCH.IO - Document Search Engine

Capital Markets Authority
Results: 196

#	Item
1	Maine New Markets Capital Investment Program Allocation Application and Instructions PART A) QUALIFIED COMMUNITY DEVELOPMENT ENTITY INFORMATION Note: To apply for an allocation of tax credit authority pursuant to 10 MRSA Add to Reading List Source URL: www.famemaine.com Language: English - Date: 2016-03-22 11:57:14 Taxation in the United States Community development Ethical banking Tax credits New Markets Tax Credit Program Economy Finance Community development financial institution Community Development Financial Institutions Fund Allocation money Money Draft:Clearinghouse CDFI
2	Treating Customers Fairly Policy Statement Forex Capital Markets Limited Treating Customers Fairly Policy Statement The fair treatment of customers is one of the key principles of the Financial Conduct Authority in the Add to Reading List Source URL: docs.fxcorporate.com Language: English - Date: 2016-07-27 16:22:59 Foreign exchange companies Finance Money Business FXCM Foreign exchange market
3	Christina Sinclair Head of Institutional Business Policy The Financial Services Authority 25 The North Colonnade Canary Wharf London E14 5HS Add to Reading List Source URL: www.euroirp.com Language: English - Date: 2007-04-17 11:41:32 Corporate finance Stock market Initial public offering Investment Investment banking Financial markets Equity securities Renaissance Capital Initial public offering of Facebook
4	2016 General Disclosures Daiwa Capital Markets America Inc. Dear Valued Customer, We are taking this opportunity to make certain disclosures to you ("You" or "Client") and remind you of certain important SEC and SRO rule Add to Reading List Source URL: www.us.daiwacm.com Language: English - Date: 2016-02-04 11:04:33 Financial markets Stock market Self-regulatory organizations United States securities law Financial services Broker-dealer Algorithmic trading Securities Investor Protection Corporation Order Day trading Financial Industry Regulatory Authority NASDAQ
5	Monetary Authority of Singapore SECURITIES AND FUTURES ACT (CAPGUIDELINES ON CRITERIA FOR THE GRANT OF A CAPITAL MARKETS SERVICES LICENCE OTHER THAN Add to Reading List Source URL: www.mas.gov.sg Language: English - Date: 2012-08-06 07:57:45 Real estate investment trust Business Financial planners Systemic risk Cayman Islands Directors Registration and Licensing Law
6	ISLAMIC FINANCIAL SERVICES BOARD STANDARD ON SOLVENCY REQUIREMENTS FOR TAKĀFUL (ISLAMIC INSURANCE) UNDERTAKINGS December 2010 Add to Reading List Source URL: www.ifsb.org Language: English - Date: 2010-12-28 22:10:49 Economy Financial regulation Insurance International Association of Insurance Supervisors Finance Qatar Central Bank Economy of Saudi Arabia IFSB Bank Negara Malaysia State Bank of Pakistan Capital Markets Authority of Saudi Arabia Money
7	ISLAMIC FINANCIAL SERVICES BOARD GUIDING PRINCIPLES ON SHARĪ`AH GOVERNANCE SYSTEMS FOR INSTITUTIONS OFFERING ISLAMIC FINANCIAL SERVICES December 2009 Add to Reading List Source URL: www.ifsb.org Language: English - Date: 2010-01-04 22:42:56 Economy Finance Money Qatar Central Bank Islamic banking and finance IFSB Bank Negara Malaysia Capital Markets Authority of Saudi Arabia Central Bank of Sudan State Bank of Pakistan
8	ISLAMIC FINANCIAL SERVICES BOARD GUIDING PRINCIPLES ON GOVERNANCE FOR TAKĀFUL (ISLAMIC INSURANCE) UNDERTAKINGS December 2009 Add to Reading List Source URL: www.ifsb.org Language: English - Date: 2010-03-05 04:27:33 Economy Financial regulation Insurance International Association of Insurance Supervisors Qatar Central Bank Finance IFSB Bank Negara Malaysia Capital Markets Authority of Saudi Arabia Money
9	PDF Document Add to Reading List Source URL: www.us.daiwacm.com Language: English - Date: 2016-01-14 23:58:13 Financial markets Stock market United States securities law Self-regulatory organizations Broker-dealer Fixed income market Order Financial Industry Regulatory Authority Security Net capital rule Manning rule
10	ORDER EXECUTION POLICY Introduction Under the EU Markets in Financial Instruments Directive (MiFID) and the rules of our regulator, the Financial Conduct Authority (FCA), Louis Capital Markets UK, LLP (“LCM”) are req Add to Reading List Source URL: www.louiscapital.com Language: English