Capital Market Authority

Results: 286



#Item
1Treating Customers Fairly Policy Statement Forex Capital Markets Limited Treating Customers Fairly Policy Statement The fair treatment of customers is one of the key principles of the Financial Conduct Authority in the

Treating Customers Fairly Policy Statement Forex Capital Markets Limited Treating Customers Fairly Policy Statement The fair treatment of customers is one of the key principles of the Financial Conduct Authority in the

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Source URL: docs.fxcorporate.com

Language: English - Date: 2016-07-27 16:22:59
2Reference to “Capital Market Authority” circulardated 1 JanDear Mutual Funds Investor, Know Your Rights

Reference to “Capital Market Authority” circulardated 1 JanDear Mutual Funds Investor, Know Your Rights

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Source URL: www.hsbcsaudi.com

Language: English - Date: 2014-04-30 02:09:01
3PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public

PETER H. SCHWARTZ Partnerfax EXPERTISE Asset Management, Business Formation, Corporate Governance, Mergers & Acquisitions, Private Equity & Venture Capital, and Public

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Source URL: www.dgslaw.com

Language: English - Date: 2016-04-27 18:35:44
4Christina Sinclair Head of Institutional Business Policy The Financial Services Authority 25 The North Colonnade Canary Wharf London E14 5HS

Christina Sinclair Head of Institutional Business Policy The Financial Services Authority 25 The North Colonnade Canary Wharf London E14 5HS

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Source URL: www.euroirp.com

Language: English - Date: 2007-04-17 11:41:32
5Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III G-SIB framework and review of D-SIB frameworks - Switzerland

Regulatory Consistency Assessment Programme (RCAP) - Assessment of Basel III G-SIB framework and review of D-SIB frameworks - Switzerland

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Source URL: www.bis.org

Language: English - Date: 2016-06-16 04:57:00
62016 General Disclosures Daiwa Capital Markets America Inc. Dear Valued Customer, We are taking this opportunity to make certain disclosures to you (

2016 General Disclosures Daiwa Capital Markets America Inc. Dear Valued Customer, We are taking this opportunity to make certain disclosures to you ("You" or "Client") and remind you of certain important SEC and SRO rule

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Source URL: www.us.daiwacm.com

Language: English - Date: 2016-02-04 11:04:33
7RAR  European Regulatory Summary - August 2015 There has been a significant amount of regulatory activity, particularly in the areas of CRD, EMIR and Solvency II including: public consultation on impact of CRR (Capital R

RAR European Regulatory Summary - August 2015 There has been a significant amount of regulatory activity, particularly in the areas of CRD, EMIR and Solvency II including: public consultation on impact of CRR (Capital R

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Source URL: www.mtsmarkets.com

Language: English - Date: 2015-09-03 12:28:07
8

PDF Document

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Source URL: www.us.daiwacm.com

Language: English - Date: 2016-01-14 23:58:13
9TD  UNITED NATIONS  United Nations

TD UNITED NATIONS United Nations

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Source URL: unctad.org

Language: English - Date: 2012-02-14 07:17:42
10Joint Press Release by the Bank of Israel, the Capital Market, Insurance and Savings Department, the Israel Tax Authority, the Israel Securities Authority, and the Israel Money Laundering and Terror Financing Prohibition

Joint Press Release by the Bank of Israel, the Capital Market, Insurance and Savings Department, the Israel Tax Authority, the Israel Securities Authority, and the Israel Money Laundering and Terror Financing Prohibition

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Source URL: ozar.mof.gov.il

Language: English - Date: 2014-02-19 03:49:33