Back to Results
First PageMeta Content
Financial system / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Capital market / Investment Industry Regulatory Organization of Canada / Securities Commission / Autorité des marchés financiers / Financial economics / Economy of Canada / Securities


For Immediate Release December 15, 2014 Canadian Securities Regulators Articulate Concerns on Routing Retail Equity Orders to U.S. Dealers Toronto – Members of the Canadian Securities Administrators (CSA) today set out
Add to Reading List

Document Date: 2014-12-15 11:04:47

Open Document

File Size: 110,89 KB

Share Result on Facebook

City

Toronto / /

Country

United States / Canada / /

IndustryTerm

Retail orders / retail investor orders / retail equity orders / retail order flow / /

Organization

Tanya Wiltshire Nova Scotia Securities Commission / Manitoba Securities Commission / Ontario Securities Commission / Investment Industry Regulatory Organization of Canada / Louis Arki Nunavut Securities Office / McMillan Financial and Consumer Affairs Authority of Saskatchewan / Don Boyles Office / Janice Callbeck Office / Gary MacDougall Northwest Territories Securities Office / Alberta Securities Commission / British Columbia Securities Commission / Nicholson Financial and Consumer Services Commission / Rhonda Horte office of the Yukon / /

Person

Carolyn Shaw-Rimmington Ontario / /

/

Position

Superintendent / /

SocialTag