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Common law / Equity / Fiduciary / Investment Advisor / Financial adviser / Lac Minerals Ltd. v. International Corona Resources Ltd. / Exempt market dealer / Canadian securities regulation / Registered Investment Advisor / Finance / Law / Investment


CSA Consultation Paper – The Standard of Conduct for Advisers and Dealers: Exploring the Appropriateness of Introducing a Statutory Best Interest Duty When Advice is Provided to Retail Clients
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Document Date: 2015-02-06 05:08:56


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File Size: 281,60 KB

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