CFTC - PDFSEARCH.IO - Document Search Engine

CFTC
Results: 622

#	Item
511	STATEMENT OF RICHARD D. OWENS TO THE JOINT PUBLIC MEETING OF THE SEC AND CFTC ON HARMONIZATION OF MARKET REGULATION September 2, 2009 Good morning. My name is Richard Owens. I am a partner at the law firm of Latham & Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-03 16:31:39 Sarbanes–Oxley Act Financial regulation Finance Commodity Futures Modernization Act United States corporate law Commodity Futures Trading Commission Business
512	Microsoft Word - CFTC_Letter_09-20-10_final.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 12:06:48 United States housing bubble Mortgage-backed security Financial institutions Institutional investors Credit default swap Subprime mortgage crisis American International Group Dodd–Frank Wall Street Reform and Consumer Protection Act Derivative Financial economics Investment Economics
513	[removed]Federal Register / Vol. 77, No[removed]Friday, July 13, [removed]Rules and Regulations CFTC will not bring an enforcement action against the person. Add to Reading List Source URL: eca.state.gov Language: English - Date: 2012-08-13 10:43:49 Persian art Persian handicrafts Ceramics Terra sigillata Prehistoric Cyprus Cypro-Minoan syllabary Unguentarium Mosaic Amphora Visual arts Ancient Greek pottery Pottery
514	Notice of Meeting of Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-29 11:38:13 Futures contract Government Public administration Late-2000s financial crisis Financial economics Commodity Futures Modernization Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Federal Energy Regulatory Commission
515	SECURITIES AND EXCHANGE COMMISSION [Release Nos[removed]; File No[removed]COMMODITY FUTURES TRADING COMMISSION Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues AGENCIES: Securities and Exchange Commissio Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-11 10:23:39 Government Economics Commodity Futures Modernization Act History of the United States Flash Crash Commodity Futures Trading Commission U.S. Securities and Exchange Commission Late-2000s financial crisis
516	Other Commission Notice: Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-05-18 11:48:06 Futures contract Financial markets Economics Late-2000s financial crisis Financial system Flash Crash Commodity Futures Modernization Act Commodity Futures Trading Commission U.S. Securities and Exchange Commission Financial economics
517	COMMODITY FUTURES TRADING COMMISSION SECURITIES AND EXCHANGE COMMISSION [Release No[removed]; File No[removed]Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues AGENCY: Commodity Futures Trading Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-10 16:32:16 Financial economics Economics Late-2000s financial crisis Financial markets Commodities market Commodity Futures Modernization Act Flash Crash Commodity Futures Trading Commission Financial regulation U.S. Securities and Exchange Commission
518	SEC and CFTC Announce Participants for Joint Meetings on Regulation Harmonization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-09-01 10:46:24 Financial economics Financial system Economics Commodity Futures Modernization Act Flash Crash Commodity Futures Trading Commission U.S. Securities and Exchange Commission Futures contract
519	Minutes of May 24, 2010 Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-11 17:16:32 Economics Stock market Finance Flash Crash Commodity Futures Trading Commission New York Stock Exchange Day trading Futures contract Market maker Financial economics Financial markets Investment
520	Transcript: SEC-CFTC Joint Meeting on Harmonization of Regulation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-30 14:32:18 Financial markets Financial system Commodity Futures Trading Commission United States securities law National Futures Association U.S. Securities and Exchange Commission Futures contract Financial Industry Regulatory Authority Self-regulatory organizations Financial economics Financial regulation

UPDATE