Boston Globe / Companies They Cover / Wall Street Journal / Sanford C. Bernstein & Co. / A.G. Edwards / Argus Research / Thomson / Enron / Morgan Stanley / Edward Jones / Oxford University Press / Merrill Lynch / Prudential / AXA Financial / Gartner Group / Miami Daily Business Review / First Call / Forrester Research / Sanford Bernstein & Co. / London Stock Exchange / Reuters / /
Investment Dealers Association of Canada / International Organization of Securities Commissions / Canadian Public Accountability Board / UK government / U.S. Securities and Exchange Commission / Research Department / United States Public Accounting Oversight Board / Task Force / Accounting Standards Oversight Council of Canada / Financial Markets Law Committee / CFA Institute / Oxford University / NASD / Auditing Standards Oversight Council of Canada / /
Person
Stephen Choi / John L. Orcutt / Eliot Spitzer / Wei Lin / Kent L. Womack / Jessica Sommar / Roni Michaely / Ben-Ishai / Eliot Spitzer Tried / Stephen J. Choi / Maureen McNichols / Boni / Rachel Witmer McTague / /
Position
sell-side analyst / securities analyst / co-managing underwriter / objective analyst / research analyst / original producer of research / buy-side analyst / auditor / Underwriter / producer / Chartered Financial Analyst / money manager / Professor / original producer / managing director of corporate finance / single analyst / securities analyst / indirect pressures may be powerful / lead underwriter / analyst / Attorney General / Regulation Analyst / lawyer / /
Product
Regulation AC12 / /
ProvinceOrState
New York / /
PublishedMedium
the Wall Street Journal / Boston Globe / Wall Street Journal / /
Chapter 8 An Idea for Consideration: The Role of Securities Analysts and other “Gatekeepers” in Securities Regulation 1