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![]() Date: 2016-04-07 11:05:00U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Broker-dealer Security SEC filing Form 144 | Add to Reading List |
![]() | - STANDARD FORM 144 (RevOffice of Personnel Management The Guide to Processing Personnel ActionsDocID: 1uk4a - View Document |
![]() | Appendix 3B Rule 2.7, 3.10.3, 3.10.4, New issue announcement, application for quotation of additional securitiesDocID: 1rdJS - View Document |
![]() | Model Rule Exempting Certain Merger & Acquisition Brokers (“M&A Brokers”) From Registration Adopted September 29, 2015*DocID: 1pjtJ - View Document |
![]() | OMB APPROVAL OMB Number: Estimated average burden hours per responseDocID: 1oMY2 - View Document |
![]() | U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoJune 2, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspensionDocID: 1g5Um - View Document |