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#	Item
991	Gary Steve Nelson, Judith E. Nelson, The Just Foundation, Inc., and Abacus Solutions, Inc. - SOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 07:08:37 United States securities law Investment Registered Investment Advisor Securities Act Security Investment Advisor Financial adviser Broker-dealer Financial economics Finance Business
992	American River Capital, Inc., American River Capital Group, and ProfitGateway.com - SOTCD&OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:44:25 Investment New Deal Securities Act United States Securities and Exchange Commission Security U.S. Securities and Exchange Commission Broker-dealer Securities offering Financial adviser Financial economics Finance Stock market
993	3 Hebrew Boys, LLC, Capital Consortium Group, Inc., Tony Pough, Tim McQueen, Joseph Brunson, and Mike Thomas - SOTCD Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 11:27:37 United States securities law 73rd United States Congress United States Securities and Exchange Commission New Deal Securities Act Security Repurchase agreement Broker-dealer Covered security Financial economics Finance Financial system
994	Rodney International and Rupert Clement Rodney and Alexander M. Gittens - Final Order C&D Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-09 14:59:39 United States securities law Security Stock market Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Covered security Broker-dealer Financial economics Financial regulation Financial system
995	First Georgetown Securities, Inc. - CO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 13:29:03 United States Securities and Exchange Commission Business 73rd United States Congress Broker-dealer Fixed income market Law of agency Securities Act World Group Securities United States securities law Law Financial economics
996	Global Pacific Investments, LLC - OSC Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 14:22:05 Financial markets United States securities law Broker-dealer Fixed income market Security Securities Act Investment Advisor Short Financial adviser Financial economics Finance Business
997	Norman Albert Harris - FOTCD&OORB Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 11:26:59 Financial economics Financial system Finance Financial services Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Securities and Exchange Commission Broker-dealer United States securities law 73rd United States Congress United States Securities and Exchange Commission
998	ADMINISTRATIVE PROCEEDING BEFORE THE MARYLAND SECURITIES COMMISSIONER IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2013-11-05 15:01:33 United States Securities and Exchange Commission Finance Financial system Corporate crime U.S. Securities and Exchange Commission Securities Act Broker-dealer Securities Exchange Act Investment Advisor United States securities law Financial economics 73rd United States Congress
999	Todd R. Taskey and Solutions Planning Group, Inc. - ACO Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 07:50:40 Business Financial system Selling away U.S. Securities and Exchange Commission Securities Act Broker-dealer Financial adviser Investment Advisor Registered representative Finance Financial economics United States securities law
1000	ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF MARYLAND IN THE MATTER OF: * Add to Reading List Source URL: www.oag.state.md.us Language: English - Date: 2011-05-06 14:19:30 Finance Merrill Lynch Wachovia Broker-dealer Financial Industry Regulatory Authority Churning General Securities Representative Exam Financial economics United States securities law Investment