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#	Item
541	Microsoft Word[removed]Naley Sentenced 20 years Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-08-23 16:30:41 Fraud Pearlasia Gamboa Ethics Common law Law Joseph Borg Securities Commission of New Zealand
542	Microsoft Word[removed]Vickers MN man arrested Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2012-10-02 19:07:16 United States Securities and Exchange Commission United States securities law Financial regulation Securities Commission of New Zealand Investor education Joseph Borg Jefferson County Alabama Economics United States 73rd United States Congress New Deal Securities Act
543	Microsoft Word[removed]HB325 Signed and now law FNL Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-04-10 21:33:19 United States securities law Joseph Borg Securities fraud Statute of limitations Fraud Pearlasia Gamboa Alabama Securities Commission of New Zealand Securities Act Law Ethics Crimes
544	Microsoft Word[removed]Jefferson Cty Lumpkin Pled Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-04-12 13:55:31 Financial regulation Joseph Borg Securities Act Investor education Economics United States Birmingham–Hoover metropolitan area Jefferson County Alabama Securities Commission of New Zealand
545	Microsoft Word[removed]HB[removed]DeMarco Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2014-02-13 17:59:34 Corruption Securities Securities fraud Joseph Borg Fraud Pearlasia Gamboa Alabama Securities Act Statute of limitations Law Ethics Crimes
546	Microsoft Word[removed]Burrows Arrest - Tuscaloosa Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-07-19 22:06:24 Corruption Securities Securities fraud Financial system Securities Act Securities Commission of New Zealand Conspiracy Joseph Borg Law United States securities law Financial regulation
547	ALABAMA SECURITIES COMMISSION 770 WASHINGTON AVE, SUITE 570 MONTGOMERY, ALABAMA[removed]PHONE[removed]or[removed]FAX[removed]E-MAIL [removed] Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2006-12-19 15:44:25 Financial system Joseph Borg Securities Commission of New Zealand Securities Commission Financial economics Finance United States securities law United States Securities and Exchange Commission Corporate governance Securities Corruption Securities fraud
548	Microsoft Word[removed]Proposed Bill Could Promote Raising Capital for Small Business Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2013-11-27 14:59:39 Joseph Borg Crowd funding Arthur Orr Politics of Alabama Alabama Legislature Southern United States Confederate States of America Alabama
549	ALABAMA SECURITIES COMMISSION Post Office Box[removed]Montgomery, Alabama[removed]Telephone: ([removed]or[removed]Fax: ([removed]Email: [removed] Website: www.asc.alabama.gov Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2009-10-13 20:50:04 United States securities law Financial economics Financial adviser U.S. Securities and Exchange Commission Money Investment Advisor Financial Industry Regulatory Authority Securities Commission of New Zealand Joseph Borg Finance Business Investment
550	Microsoft Word[removed]04APTVASC-Grant.doc Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2005-03-02 12:57:11 Joseph Borg Securities fraud Alabama Public Television Alabama Securities Commission of New Zealand Geography of Alabama Southern United States Confederate States of America

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