Arca-Net

Results: 37



#Item
21Funds / Futures contract / NYSE Arca / Net asset value / Commodity Futures Trading Commission / Currency future / Financial markets / Exchange-traded fund / Gold exchange-traded product / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2006-10-06 18:05:05
22Funds / Financial services / Financial markets / Collective investment schemes / Exchange-traded fund / NYSE Arca / Securities and Exchange Commission / Net asset value / Securities Exchange Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-11-12 16:28:26
23Exchange-traded funds / Funds / Financial services / Security / Net asset value / Asset-backed security / SPDR Gold Shares / ETF Securities / Financial economics / Investment / Finance

Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the Grail Western Asset Ultra Short Duration ETF Under NYSE Arca Equities Rule 8.600

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Source URL: www.sec.gov

Language: English - Date: 2010-12-22 09:35:50
24Financial services / Collective investment schemes / Institutional investors / Exchange-traded fund / Mutual fund / Net asset value / Security / Investment Advisers Act / Financial adviser / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Tradin

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Source URL: www.sec.gov

Language: English - Date: 2014-06-04 10:22:54
25Funds / Financial services / United States Securities and Exchange Commission / United States securities law / NYSE Arca / Exchange-traded fund / Net asset value / Security / Collective investment scheme / Financial economics / Investment / Finance

Microsoft Word[removed]

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Source URL: www.sec.gov

Language: English - Date: 2011-01-24 11:09:52
26Financial services / Funds / Collective investment schemes / Institutional investors / Exchange-traded fund / Mutual fund / Net asset value / Investment management / NYSE Euronext / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]May 27, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapp

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Source URL: www.sec.gov

Language: English - Date: 2014-05-28 08:49:16
27Financial system / Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Broker-dealer / U.S. Securities and Exchange Commission / NYSE Arca / Net capital rule / Financial economics / United States securities law / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]July 26, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change A

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Source URL: www.sec.gov

Language: English - Date: 2013-07-28 17:44:26
28Financial services / Funds / Collective investment schemes / Financial markets / Net asset value / NYSE Arca / Security / Exchange-traded fund / Syndicated loan / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 29, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2013-08-30 07:30:33
29Finance / Funds / Collective investment schemes / Financial markets / Investment Advisor / Securities Exchange Act / U.S. Securities and Exchange Commission / Net asset value / Broker-dealer / Financial economics / Investment / Financial services

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]June 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to

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Source URL: www.sec.gov

Language: English - Date: 2014-06-10 09:01:13
30Investment / Order / NYSE Arca / Finance / Payment for order flow / Net capital rule / Financial economics / Financial markets / Stock market

Microsoft Word - Q1 2014 FBS

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Source URL: personal.fidelity.com

Language: English - Date: 2014-04-30 10:20:31
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