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11	18 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca, Inc. *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 14:39:12** Investment Broker-dealer Floor broker Futures contract Margin Trading room Order Net capital rule Financial markets Financial economics Finance
12	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 09:47:22 Funds Financial services United States securities law Financial markets Exchange-traded fund Collective investment scheme Net asset value Investment Company Act Securities Exchange Act Financial economics Investment Finance
13	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 17, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 16:45:48 Financial markets Funds Stock market Futures contract Net asset value New York Stock Exchange Margin Money market fund Day trading Financial economics Investment Finance
14	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 29, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and T Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-30 09:33:21 Funds Financial markets Stock market Financial services Exchange-traded fund NYSE Arca Net asset value Futures contract Arbitrage Financial economics Investment Finance
15	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-10 08:29:31 Financial services Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Net asset value Money market fund Security NYSE Arca Financial economics Investment Funds
16	SECURITIES AND EXCHANGE COMMISSION (Release No.72645; File No. SR-NYSEArca[removed]July 18, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Tr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-21 08:55:58 Funds Financial services Collective investment schemes Stock market Exchange-traded fund Mutual fund Net asset value Security Open-end fund Financial economics Investment Finance
17	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]February 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equiti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-21 09:14:44 Funds Collective investment schemes Stock market Exchange-traded fund NYSE Arca Security Net asset value Mutual fund Investment management Financial economics Investment Financial services
18	Microsoft Word - NYSE Arca[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-21 09:06:38 Financial markets Financial services Collective investment schemes Exchange-traded fund NYSE Arca New York Stock Exchange Securities Exchange Act Consolidated Tape Association Net asset value Financial economics Investment Funds
19	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 7, 2010 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing Relating to Listing and Trading of AdvisorShares Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-07 17:29:26 Funds Financial services Collective investment schemes Exchange-traded fund Mutual fund Net asset value Investment Advisor Securities Exchange Act Security Financial economics Investment Finance
20	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 18, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change to List and Trade Shares o Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-19 15:33:55 Funds Financial services Financial markets Collective investment schemes Exchange-traded fund NYSE Arca Net asset value Short Stock market Financial economics Investment Finance

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