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#	Item
531	L:hange rule filings FILINGSSeptember Fee Filingtember 2014S-BZXBATS[removed]xfdl Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-08-29 15:12:00 Financial markets Stock market Financial regulation Short selling NYSE Arca Futures contract Security Securities Exchange Act New York Stock Exchange Financial economics Finance Investment
532	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 23, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-23 14:58:40 Financial services 73rd United States Congress United States Securities and Exchange Commission United States securities law Collective investment scheme Securities Exchange Act Securities and Exchange Commission Security NYSE Arca Financial economics Investment Finance
533	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-08 17:04:33 United States securities law Finance Commodities market 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Investment Company Act Source UK Services Financial economics Investment Exchange-traded funds
534	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 11, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-12 09:14:46 New York Stock Exchange Securities Exchange Act U.S. Securities and Exchange Commission United States Financial regulation United States Securities and Exchange Commission United States securities law NYSE Arca
535	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 16, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change in Connection with the Pr Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-17 07:56:39 New York City Euronext NYSE Arca New York Stock Exchange IntercontinentalExchange Securities Exchange Act NYSE Euronext Stock market Economy of the United States
536	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 1, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.2A to Auth Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-01 17:13:27 Options Clearing Corporation Securities Exchange Act Short U.S. Securities and Exchange Commission New York Stock Exchange Futures contract LCH.Clearnet Financial economics Financial system Finance
537	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:04:28 Financial services Funds Collective investment schemes Institutional investors Mutual fund Exchange-traded fund PIMCO Derivative Futures contract Financial economics Investment Finance
538	Criteria for the ARCA Student Awards The ARCA Student of the Year Awards recognizes students for their outstanding contributions, academic achievements, and commitment to the rehabilitation counseling profession. In addi Add to Reading List Source URL: www.arcaweb.org Language: English - Date: 2014-09-09 21:27:49
539	19 of 20 Exhibit 5 Additions underlined Deletions [bracketed] RULES OF THE NYSE ARCA, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-16 08:12:33 Financial economics NYSE Arca Investment New York Stock Exchange Business Day trading Options Price Reporting Authority Consolidated Tape Association Stock market Financial markets Finance
540	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-10 08:02:51 Finance 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law New York Stock Exchange NYSE Arca Short Financial economics Financial markets Investment

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