Arca - PDFSEARCH.IO - Document Search Engine

Arca
Results: 1576

#	Item
481	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]December 16, 2014 Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami Interna Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-17 09:10:25 Finance Market maker Order Chicago Board Options Exchange NYSE Arca Market liquidity Short Financial markets Financial economics Investment
482	SR-BATS[removed]Exhibit 5 Page 20 of 30 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-18 17:39:52 Investment Business NYSE Arca Financial services Dark liquidity Order Market liquidity Rebate Direct Edge Financial markets Financial economics Stock market
483	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 10, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-11 07:24:03 Securities Exchange Act Financial regulation U.S. Securities and Exchange Commission Government United States SEC filing United States Securities and Exchange Commission United States securities law 73rd United States Congress
484	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-21 08:48:31 Funds Financial services Collective investment schemes Structured finance Exchange-traded fund Asset-backed security Bond Security Repurchase agreement Financial economics Investment Finance
485	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 19, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-19 16:07:43 Legal documents Stock market NYSE Arca Subpoena Securities Exchange Act U.S. Securities and Exchange Commission NASDAQ Securities Industry and Financial Markets Association Financial economics Investment Finance
486	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 21, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-22 09:17:03 Stock market Funds Financial services Collective investment schemes Exchange-traded fund Exchange-traded note Security Stock market index Investment banking Financial economics Investment Finance
487	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 11, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 09:04:20 United States Securities and Exchange Commission United States securities law Investment Self-regulatory organizations NYSE Arca New York Stock Exchange Market data Regulation NMS Financial Industry Regulatory Authority Financial markets Financial economics Economy of the United States
488	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]December 9, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-10 07:59:23 Securities Exchange Act NYSE Arca New York Stock Exchange U.S. Securities and Exchange Commission Financial regulation Economy of the United States Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
489	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 09:47:22 Funds Financial services United States securities law Financial markets Exchange-traded fund Collective investment scheme Net asset value Investment Company Act Securities Exchange Act Financial economics Investment Finance
490	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 1, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Di Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-02 09:32:06 Funds 73rd United States Congress United States Securities and Exchange Commission United States securities law Exchange-traded fund Security Asset-backed security Collective investment scheme Securities Act Financial economics Investment Finance

UPDATE