Arca

Results: 1576



#Item
461Financial system / Regulation NMS / Securities Exchange Act / Broker-dealer / U.S. Securities and Exchange Commission / Order / New York Stock Exchange / United States Securities and Exchange Commission / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 26, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Language: English - Date: 2014-08-27 08:55:00
462Financial services / Collective investment schemes / Finance / Exchange-traded fund / Mutual fund / Investment Advisor / Financial adviser / Closed-end fund / American depositary receipt / Financial economics / Investment / Funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 22, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Dis

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Language: English - Date: 2014-12-23 08:55:42
463Investment / Broker-dealer / Floor broker / Futures contract / Margin / Trading room / Order / Net capital rule / Financial markets / Financial economics / Finance

18 of 19 EXHIBIT 5 Additions underlined Deletions [bracketed] Rules of NYSE Arca, Inc. *****

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Language: English - Date: 2014-11-24 14:39:12
464Funds / Collective investment schemes / Financial markets / Exchange-traded fund / Closed-end fund / Security / U.S. Securities and Exchange Commission / Securities market / Securities Exchange Act / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 5, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Am

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Language: English - Date: 2014-09-08 07:40:57
465United States Securities and Exchange Commission / United States securities law / Economy of the United States / Investment / 73rd United States Congress / Securities Exchange Act / NYSE Arca / New York Stock Exchange / Pacific Exchange / Self-regulatory organizations / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 9, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2014-12-10 08:00:00
466Finance / Economy of the United States / United States securities law / 73rd United States Congress / Securities Exchange Act / NASDAQ / NYSE Arca / Securities regulation in the United States / Short / Financial markets / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]December 4, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Language: English - Date: 2014-12-05 11:21:55
467Funds / Bonds / Barclays Capital Aggregate Bond Index / IShares / Municipal bond / Money market fund / Credit rating agency / Exchange-traded fund / Gold exchange-traded product / Financial economics / Investment / Economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 17, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Shares of th

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Language: English - Date: 2014-12-17 16:43:05
468

15 of 16 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES

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- Date: 2014-09-04 11:59:32
    469Barometer / ARCA / Spaceflight / Aviation / Technology / Ballooning / Balloon

    Microsoft Word - PROC-Example.doc

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    Source URL: endeavours.org

    Language: English - Date: 2014-12-01 20:04:38
    470United States securities law / IShares / Investment / Securities Exchange Act / Financial economics / New York Stock Exchange / U.S. Securities and Exchange Commission / United States / Companies listed on the Toronto Stock Exchange / Exchange-traded funds / 73rd United States Congress / United States Securities and Exchange Commission

    SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 20, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on

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    Source URL: www.sec.gov

    Language: English - Date: 2014-11-21 09:46:59
    UPDATE