Arca - PDFSEARCH.IO - Document Search Engine

Arca
Results: 1576

#	Item
441	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 7, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Op Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-10 09:47:56 United States Securities and Exchange Commission NYSE Arca New York Stock Exchange Fee United States Business United States securities law 73rd United States Congress Securities Exchange Act
442	17 of 17 EXHIBIT 5 Additions underscored Deletions [bracketed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:05 Economy of the United States NYSE Arca New York Stock Exchange Pacific Exchange
443	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 14, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 10:51:19 Financial regulation Securities Exchange Act United States New York Stock Exchange U.S. Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
444	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]November 6, 2014 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 08:46:17 Pricing NYSE Arca Market maker Securities Exchange Act Business Financial system Financial markets Financial economics Fee
445	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 13, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change I Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:28 United States securities law International Securities Exchange Investment Financial markets Securities Exchange Act Futures contract NYSE Arca Dodd–Frank Wall Street Reform and Consumer Protection Act Consolidated Tape Association Financial economics Finance Financial system
446	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-04 07:53:19 Funds Financial services Collective investment schemes Structured finance Exchange-traded fund Closed-end fund Asset-backed security Collateralized debt obligation Securitization Financial economics Investment Finance
447	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 31, 2014 Self-Regulatory Organizations: NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-03 09:10:05 Investment NYSE Arca Self-regulatory organizations Mathematical finance New York Stock Exchange Pacific Exchange Market maker Algorithmic trading Chicago Board Options Exchange Financial markets Economy of the United States Financial economics
448	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 17, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-18 08:53:07 Financial services Funds Financial markets Futures contract Exchange-traded fund Derivative Mutual fund Futures exchange Commodity Futures Trading Commission Financial economics Investment Finance
449	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]October 28, 2014 Joint Industry Plan; Order Approving Amendment No. 32 to the Joint Self-Regulatory Organization Plan Governing the Collection, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 08:19:21 Financial markets NASDAQ Securities Exchange Act Chicago Stock Exchange Direct Edge Financial Industry Regulatory Authority International Securities Exchange NYSE Arca Stock market Self-regulatory organizations Economy of the United States United States securities law
450	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 18, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-19 08:24:20 Funds Financial markets Collective investment schemes Mutual fund Futures contract S&P 500 ETF Securities Source UK Services Financial economics Investment Exchange-traded funds

UPDATE