registered public accounting / broker-dealer annual audits / annual audits / internal accounting control / annual audit / areas ofthe accounting system / /
Organization
Public Company Accounting Oversight Board / Board of Governors of the Federal Reserve System / US Federal Reserve / AICPA / PCAOB Division of Registration and Inspections / /
Person
Stephen Zammitti / Setting George Diaccint / Robert W. Cook / Cynthia Fornelli / Martin Baumann / Brian Croteau / Charles Landes / John Ramsay / / /
Position
broker-dealer / Deputy Director / Division of Trading and Markets / Chief Auditor and Director of Standard / Director Division of Trading and Markets James L. Kroeker Chief Accountant Office / Director / Chief Accountant / broker / independent public accountant / Chair / auditor / accountant / Dealer / Deputy Chief Accountant / Office / Vice President / Professional Standards and Services Cynthia Fornelli / Executive Director / Center / /
Letter from SEC Director of Trading and Markets and the SEC Chief Accountant to Stephen Sammitti, Chair of the AICPA Stockbrokerage and Investment Banking Expert Panel concerning requirements for broker-dealer annual aud